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Managing Auditor-Auditee Relationships

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Managing Auditor-Auditee Relationships
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COURSE OBJECTIVES

Communicating effectively with auditees can be one of the trickiest parts of an audit. Auditees may misunderstand the nature of requests or be reluctant to collaborate. How can you improve this relationship to ensure your audit proceeds more smoothly?

Participants will acquire knowledge and skills to:

  • understand good processes and relationship practices to effectively engage auditees at each audit phase
  • Assess current office practices against good practices
  • Diagnose auditee relationships
  • Improve auditee engagement

WHO SHOULD PARTICIPATE?

This course is for auditors who want to learn tools and techniques to strengthen auditee engagement and maintain effective relationships with the entity.

COURSE FORMAT

This virtual course consists of two 4-hour sessions, delivered over two days. The course includes a mix of instructor-led content, interactive exercises, and break-out sessions.

COURSE OUTLINE

November 17 | 09:00 am – 1:00 pm ET

  • Basic Concepts of Effective Auditee Engagement
  • Improving Auditee Relationships

November 18| 09:00 am – 1:00 pm ET

  • Effective Auditee Engagement Processes
  • Diagnosing the Quality of Auditor-Auditee Relationships

ACCREDITATION

Course hours can be submitted for continuing professional development credits, subject to approval by IIA, CPA Canada, or other professional associations.

CANCELLATION POLICY

A cancellation fee of $100 (plus applicable tax) will be applied to cancellations received up to 30 days before the first day of the course. Refunds will not be issued after that date. Substitutions will be permitted up to 10 days before the first day of the course for a fee of $50 (plus applicable tax).

CAAF reserves the right to cancel the course due to insufficient registration. Should CAAF decide to cancel a course, registrants will be notified two (2) weeks in advance and will be given the opportunity to receive a full refund or defer their enrolment to a future course offering.

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